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Join IP Brokerage and Integrity (Western and Southern Financial Group) for a quick update on the DOL Fiduciary Rule. We’ll discuss:
• Status of the DOL Rule • SEC proposal for broker-dealers and RIAs • State/NAIC proposals for annuities and/or life insurance • Q&A
Presenter: Sarah Sparks Herron, W&SFG Senior Counsel Date: Mon. May 14, 2018 Time: 1:00 p.m. EDT Duration: 45 Minutes and Q&A
REGISTER HERE
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One event on August 20, 2024 at 1:00 pm
One event on September 17, 2024 at 1:00 pm
One event on October 15, 2024 at 1:00 pm
One event on November 19, 2024 at 1:00 pm
Join IP Brokerage and Integrity (Western and Southern Financial Group) for a quick update on the DOL Fiduciary Rule. We’ll discuss:
• Status of the DOL Rule
• SEC proposal for broker-dealers and RIAs
• State/NAIC proposals for annuities and/or life insurance
• Q&A
Presenter: Sarah Sparks Herron, W&SFG Senior Counsel
Date: Mon. May 14, 2018
Time: 1:00 p.m. EDT
Duration: 45 Minutes and Q&A
REGISTER HERE
Details
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